Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Warren Stansberry | 5459996 | 1 | 10/21/2018 | Customer Dispute | Denied | $6,132.79 | $0.00 | See FINRA Report |
| Brennan E Lothery | 4503696 | 2 | 09/26/2018 | Customer Dispute | Denied | $7,183.00 | $0.00 | See FINRA Report |
| Anthony Robert Anzalone | 2238602 | 4 | 09/07/2018 | Customer Dispute | Settled | $47,000.00 | $0.00 | See FINRA Report |
| Jeff Huntzinger | 5420672 | 1 | 07/11/2018 | Customer Dispute | Denied | $14,272.20 | $0.00 | See FINRA Report |
| Phillip Garret Walling | 5766905 | 1 | 07/02/2018 | Customer Dispute | Settled | $6,005.00 | $0.00 | See FINRA Report |
| Tom Linker | 4673169 | 1 | 05/29/2018 | Customer Dispute | Closed-No Action | $82,968.00 | $0.00 | See FINRA Report |
| Evan G Stamos | 4223121 | 1 | 05/29/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Elena P Martinez | 4418243 | 2 | 05/22/2018 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Raymond Hayes | 1021505 | 3 | 05/18/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Francis Hayes | 2775049 | 1 | 05/14/2018 | Customer Dispute | Denied | $43,680.00 | $0.00 | See FINRA Report |