Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charlotte Bouche | 2721792 | 1 | 11/27/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brian Scott Krauthamer | 5157505 | 1 | 11/21/2018 | Customer Dispute | Denied | $13,139.00 | $0.00 | See FINRA Report |
| Gurjit Singh Atwal | 5910071 | 1 | 11/20/2018 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Alfredo A Collazo | 4513548 | 10 | 11/19/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Dennis Walter Casey | 1147100 | 1 | 11/15/2018 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Justin Dembo | 2555560 | 4 | 11/13/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sumair Hassan | 5787539 | 1 | 11/07/2018 | Customer Dispute | Denied | $11,445.00 | $0.00 | See FINRA Report |
| Ferraro Edouard | 5548608 | 1 | 10/31/2018 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Pierre Rieumont | 5812417 | 1 | 10/29/2018 | Customer Dispute | Denied | $12,197.00 | $0.00 | See FINRA Report |
| Karen A Feinblatt | 4774719 | 1 | 10/25/2018 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |