Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Ellis Thomas | 5637664 | 1 | 01/05/2019 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Jasmine C Abouzied | 3100854 | 1 | 01/04/2019 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Matthew Robert Marino | 5711403 | 2 | 12/26/2018 | Customer Dispute | Denied | $20,011.00 | $0.00 | See FINRA Report |
| Malik J Farr | 5086982 | 1 | 12/26/2018 | Customer Dispute | Denied | $5,294.51 | $0.00 | See FINRA Report |
| Lisa Alvarado | 4056134 | 1 | 12/23/2018 | Customer Dispute | Denied | $13,532.10 | $0.00 | See FINRA Report |
| Michael John Brady | 4988099 | 2 | 12/21/2018 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Andrew M Alfonso | 6111833 | 1 | 12/15/2018 | Customer Dispute | Denied | $16,885.00 | $0.00 | See FINRA Report |
| Barry Tucker | 450075 | 5 | 12/09/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gregory Devereaux Stewart | 703428 | 1 | 12/09/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph Salsberg | 1552124 | 2 | 12/04/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |