Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julian Abraham Bartolomei | 6015085 | 1 | 04/05/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam Tekel | 6112888 | 1 | 03/25/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Tavano | 2789863 | 3 | 03/11/2024 | Customer Dispute | Settled | $9,500.00 | $0.00 | See FINRA Report |
| Evan Paul Troop | 6359623 | 1 | 02/12/2024 | Customer Dispute | Pending | $41,731,700.00 | $0.00 | See FINRA Report |
| Arif Ahmed | 3099755 | 5 | 02/06/2024 | Customer Dispute | Pending | $225,000,000.00 | $0.00 | See FINRA Report |
| Arif Ahmed | 3099755 | 5 | 02/06/2024 | Customer Dispute | Pending | $35,026,600.00 | $0.00 | See FINRA Report |
| Jeffrey Stephen Smaka | 3177184 | 2 | 01/19/2024 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Samuel Mattson | 4623823 | 1 | 01/08/2024 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| David Paul Wilson | 2298962 | 2 | 12/18/2023 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Sam C Schoner | 1928356 | 3 | 12/07/2023 | Customer Dispute | Pending | $2,500,000.00 | $0.00 | See FINRA Report |