Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Lino Huerfano | 4104166 | 5 | 05/21/2019 | Customer Dispute | Denied | $13,594.30 | $0.00 | See FINRA Report |
| Jose Lino Huerfano | 4104166 | 5 | 04/17/2019 | Customer Dispute | Denied | $18,843.00 | $0.00 | See FINRA Report |
| Whittaker MacK | 5426351 | 2 | 04/08/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Christopher Jay Valentine | 2285011 | 1 | 04/04/2019 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| John Zarrelli | 5276908 | 1 | 04/04/2019 | Customer Dispute | Denied | $9,143.00 | $0.00 | See FINRA Report |
| Susan M Vanspybrook | 4670716 | 1 | 03/27/2019 | Customer Dispute | Settled | $217,136.00 | $0.00 | See FINRA Report |
| Jordan M Mayer | 1615062 | 12 | 02/22/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Eric Alexander Hammond | 5098881 | 1 | 02/20/2019 | Customer Dispute | Denied | $5,272.00 | $0.00 | See FINRA Report |
| Catherine Botero | 6404344 | 1 | 01/22/2019 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| John M Hernandez | 3140900 | 5 | 01/11/2019 | Customer Dispute | Settled | $9,593.00 | $0.00 | See FINRA Report |