Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Jonathan Miller | 3261696 | 2 | 10/21/2019 | Customer Dispute | Denied | $5,112.23 | $0.00 | See FINRA Report |
| Gregory Jonathan Miller | 3261696 | 2 | 10/21/2019 | Customer Dispute | Denied | $10,400.00 | $0.00 | See FINRA Report |
| Sandra Ramos | 2638349 | 1 | 10/10/2019 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
| Emmanuel M June | 4422274 | 1 | 10/08/2019 | Customer Dispute | Settled | $12,271.00 | $0.00 | See FINRA Report |
| Brandi L Restle | 3039586 | 1 | 10/08/2019 | Customer Dispute | Settled | $8,498,180.00 | $0.00 | See FINRA Report |
| Matt Williamson | 5465550 | 2 | 08/05/2019 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Florencia Manero | 4489310 | 1 | 06/18/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christina Marie Auriemma Totaro | 4816375 | 1 | 06/06/2019 | Customer Dispute | Denied | $160,000.00 | $0.00 | See FINRA Report |
| Alfredo A Collazo | 4513548 | 10 | 06/05/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Alfredo A Collazo | 4513548 | 10 | 06/03/2019 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |