Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon D Tatarevich | 4694264 | 3 | 03/12/2020 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Cecilia Swain | 2344929 | 1 | 03/11/2020 | Customer Dispute | Denied | $47,793.00 | $0.00 | See FINRA Report |
| Frank R Tenteromano | 5052571 | 3 | 03/10/2020 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Dan Csuma | 1986466 | 1 | 03/09/2020 | Customer Dispute | Settled | $28,369.00 | $0.00 | See FINRA Report |
| Michael Quach | 2227871 | 5 | 03/09/2020 | Customer Dispute | Denied | $34,873.00 | $0.00 | See FINRA Report |
| Felipe Roman Gomez | 5821491 | 1 | 02/28/2020 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Andre Lima Scarpa | 6853055 | 1 | 02/28/2020 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Ryan Palenske | 5679987 | 2 | 02/13/2020 | Customer Dispute | Pending | $7,200.00 | $0.00 | See FINRA Report |
| Anthony Mariano Centineo | 6417215 | 1 | 12/28/2019 | Customer Dispute | Withdrawn | $60,000.00 | $0.00 | See FINRA Report |
| Ryan Palenske | 5679987 | 2 | 11/04/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |