Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steve Patrick Stofflet | 4785944 | 1 | 03/19/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Denny van Chu | 6091181 | 1 | 03/17/2020 | Customer Dispute | Denied | $5,956.00 | $0.00 | See FINRA Report |
| Jimmy Quach | 5585921 | 3 | 03/17/2020 | Customer Dispute | Denied | $48,530.10 | $0.00 | See FINRA Report |
| Kenneth Hwan Chung | 2980181 | 2 | 03/17/2020 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Zachary Marc Sparrow | 5775972 | 1 | 03/17/2020 | Customer Dispute | Denied | $6,950.06 | $0.00 | See FINRA Report |
| Michael L Lewis | 4725791 | 1 | 03/17/2020 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Cynthia Hwang | 7054374 | 1 | 03/16/2020 | Customer Dispute | Settled | $17,378.00 | $0.00 | See FINRA Report |
| Aleksander Guriyelov | 4599607 | 1 | 03/16/2020 | Customer Dispute | Denied | $110,846.00 | $0.00 | See FINRA Report |
| Michelle T Nguyen | 6569997 | 1 | 03/14/2020 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Jarris Scott Davis | 5644824 | 1 | 03/13/2020 | Customer Dispute | Denied | $58,060.00 | $0.00 | See FINRA Report |