Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer Liu Yang | 6054079 | 1 | 03/22/2020 | Customer Dispute | Denied | $15,215.00 | $0.00 | See FINRA Report |
| Eli Buchman | 4266664 | 3 | 03/21/2020 | Customer Dispute | Denied | $19,160.10 | $0.00 | See FINRA Report |
| Danny Omar Lopez | 6276760 | 1 | 03/21/2020 | Customer Dispute | Denied | $18,343.10 | $0.00 | See FINRA Report |
| Dwight Anthony Wildman | 5244721 | 1 | 03/21/2020 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Boris Mihailevsky | 5584758 | 3 | 03/20/2020 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Jasper D Yang | 5787797 | 1 | 03/20/2020 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Kevin Khadimally Pasha | 5717526 | 1 | 03/20/2020 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Joseph Philip Tartaglini | 4963465 | 1 | 03/20/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Douglas M Bray | 2907254 | 2 | 03/20/2020 | Customer Dispute | Denied | $114,612.00 | $0.00 | See FINRA Report |
| Michael Steward | 4068825 | 1 | 03/20/2020 | Customer Dispute | Denied | $5,761.34 | $0.00 | See FINRA Report |