Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Usman Ahmed | 5665889 | 1 | 03/26/2020 | Customer Dispute | Denied | $17,533.00 | $0.00 | See FINRA Report |
| Leif Waller | 3250221 | 1 | 03/26/2020 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Clinton Scott Warren | 4869042 | 3 | 03/25/2020 | Customer Dispute | Denied | $242,729.00 | $0.00 | See FINRA Report |
| Clinton Scott Warren | 4869042 | 3 | 03/25/2020 | Customer Dispute | Denied | $191,370.00 | $0.00 | See FINRA Report |
| Clinton Scott Warren | 4869042 | 3 | 03/25/2020 | Customer Dispute | Denied | $56,048.00 | $0.00 | See FINRA Report |
| Todd Morgan | 4918959 | 1 | 03/25/2020 | Customer Dispute | Settled | $9,563.00 | $0.00 | See FINRA Report |
| Craig Barthelemy Lucas | 5681908 | 1 | 03/24/2020 | Customer Dispute | Denied | $10,167.60 | $0.00 | See FINRA Report |
| Justin Crocker | 5812710 | 1 | 03/23/2020 | Customer Dispute | Denied | $6,093.26 | $0.00 | See FINRA Report |
| Bryan Kang | 6054946 | 2 | 03/23/2020 | Customer Dispute | Denied | $18,101.00 | $0.00 | See FINRA Report |
| John Trinkwalder | 5856462 | 1 | 03/23/2020 | Customer Dispute | Denied | $18,530.00 | $0.00 | See FINRA Report |