Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Kurt Veit | 4089591 | 1 | 04/08/2020 | Customer Dispute | Denied | $31,337.10 | $0.00 | See FINRA Report |
| Darren Armetta | 5710662 | 4 | 04/08/2020 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Anthony McGee | 5742078 | 1 | 04/07/2020 | Customer Dispute | Denied | $14,799.30 | $0.00 | See FINRA Report |
| Madeline McCarthy | 6528306 | 1 | 04/07/2020 | Customer Dispute | Closed-No Action | $6,792.71 | $0.00 | See FINRA Report |
| James Barrett | 6040059 | 1 | 04/06/2020 | Customer Dispute | Settled | $19,587.00 | $0.00 | See FINRA Report |
| John Michael Trabucco | 4373448 | 1 | 04/03/2020 | Customer Dispute | Denied | $18,169.00 | $0.00 | See FINRA Report |
| Nestor Mauricio Miranda | 4182122 | 1 | 04/03/2020 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Raymond P Walsh | 1895766 | 3 | 04/01/2020 | Customer Dispute | Settled | $17,001.00 | $0.00 | See FINRA Report |
| Mohammad Sarhan | 4332630 | 3 | 03/30/2020 | Customer Dispute | Denied | $72,000.00 | $0.00 | See FINRA Report |
| Radhames Pineda | 5747037 | 1 | 03/27/2020 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |