Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Emily Greten | 6704939 | 1 | 02/23/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Stocksick | 5116031 | 1 | 02/17/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jennifer Richards | 5499800 | 1 | 12/30/2020 | Customer Dispute | Denied | $105,350.00 | $0.00 | See FINRA Report |
| Jimmy Jones Fox | 4647208 | 3 | 12/26/2020 | Customer Dispute | Denied | $9,786.47 | $0.00 | See FINRA Report |
| James W Salter | 4156192 | 1 | 12/14/2020 | Customer Dispute | Settled | $2,126,000.00 | $0.00 | See FINRA Report |
| David Treffry | 4913438 | 1 | 12/04/2020 | Customer Dispute | Denied | $110,000.00 | $0.00 | See FINRA Report |
| Gregory O de Castro | 5910832 | 1 | 11/24/2020 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Maria M Smith | 4310152 | 2 | 11/02/2020 | Customer Dispute | Denied | $135,464.00 | $0.00 | See FINRA Report |
| Anthony Nicholas Carpenito | 5446992 | 1 | 10/25/2020 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| James D Rosen | 5491456 | 1 | 10/14/2020 | Customer Dispute | Denied | $13,817.00 | $0.00 | See FINRA Report |