Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Koscal | 5465477 | 1 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Hamid Derbani | 6899972 | 1 | 04/30/2024 | Customer Dispute | Pending | $103,700,000.00 | $0.00 | See FINRA Report |
| Raphael Correa | 7453023 | 1 | 04/30/2024 | Customer Dispute | Pending | $103,700,000.00 | $0.00 | See FINRA Report |
| Timothy James Hawkins | 5800637 | 1 | 04/30/2024 | Customer Dispute | Pending | $103,700,000.00 | $0.00 | See FINRA Report |
| Eoghan Thomas Shields | 7405619 | 1 | 04/30/2024 | Customer Dispute | Pending | $103,700,000.00 | $0.00 | See FINRA Report |
| Piers Cornelius | 4212172 | 1 | 04/30/2024 | Customer Dispute | Pending | $103,700,000.00 | $0.00 | See FINRA Report |
| Jose Lino Huerfano | 4104166 | 5 | 04/22/2024 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Afaf Zaher | 5115243 | 1 | 04/18/2024 | Customer Dispute | Denied | $6,150.00 | $0.00 | See FINRA Report |
| Ramy Iskandar | 5994895 | 1 | 04/12/2024 | Customer Dispute | Denied | $7,154.71 | $0.00 | See FINRA Report |
| Aaron Murray | 6346993 | 1 | 04/09/2024 | Customer Dispute | Settled | $7,741.00 | $0.00 | See FINRA Report |