Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig A Foster | 2426050 | 2 | 07/22/2021 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Flavius Sindile | 5610151 | 2 | 07/21/2021 | Customer Dispute | Denied | $29,000.00 | $0.00 | See FINRA Report |
| James John Baker | 5651660 | 1 | 06/23/2021 | Customer Dispute | Denied | $20,000,000.00 | $0.00 | See FINRA Report |
| Ed H Karam | 4359337 | 4 | 06/08/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David W Lyon | 2733425 | 1 | 05/25/2021 | Customer Dispute | Withdrawn | $6,000,000.00 | $0.00 | See FINRA Report |
| Kevin Yoosuk Kim | 6640891 | 2 | 05/07/2021 | Customer Dispute | Settled | $43,000.00 | $0.00 | See FINRA Report |
| Maxwell Douglas Peckler | 2391251 | 6 | 04/12/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andres Alfonzo | 6944801 | 1 | 03/10/2021 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John M Perrette | 2405225 | 2 | 03/03/2021 | Customer Dispute | Pending | $1,770,000.00 | $0.00 | See FINRA Report |
| Fortune MacRi | 5751599 | 1 | 02/24/2021 | Customer Dispute | Denied | $488,000.00 | $0.00 | See FINRA Report |