Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barrett E Renner | 7190109 | 1 | 02/01/2022 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Nicholas R Esposito | 6097031 | 1 | 01/31/2022 | Customer Dispute | Denied | $47,558.00 | $0.00 | See FINRA Report |
| Matthew Biedron | 5481462 | 1 | 01/31/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sean Kemery | 3228444 | 1 | 12/22/2021 | Customer Dispute | Settled | $8,400.00 | $0.00 | See FINRA Report |
| Tom Wallack | 1609018 | 3 | 12/17/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Craig Cohen | 4986883 | 1 | 12/01/2021 | Customer Dispute | Denied | $680,000.00 | $0.00 | See FINRA Report |
| Raul Rafael Moreno | 4140096 | 1 | 10/25/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ludinila Pangan | 2123731 | 1 | 10/04/2021 | Customer Dispute | Denied | $27,839.00 | $0.00 | See FINRA Report |
| Matthew David Beleski | 5054098 | 2 | 08/24/2021 | Customer Dispute | Denied | $91,533.00 | $0.00 | See FINRA Report |
| Daniel Michael McCarron | 2329945 | 2 | 07/23/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |