Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Swanson | 4396238 | 3 | 05/02/2022 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Rodolfo E Muniz | 5222939 | 1 | 05/02/2022 | Customer Dispute | Denied | $10,520.00 | $0.00 | See FINRA Report |
| David Zelos Mayers | 2213218 | 5 | 04/17/2022 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Mark George Stofko | 5027035 | 2 | 04/16/2022 | Customer Dispute | Denied | $9,099.00 | $0.00 | See FINRA Report |
| Kyle E Hitchcock | 5167423 | 1 | 04/13/2022 | Customer Dispute | Denied | $109,697.00 | $0.00 | See FINRA Report |
| Joshua H Steen | 6004775 | 1 | 04/13/2022 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Rita Lea Camburn | 5004252 | 1 | 04/11/2022 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Rodney Kenneth Jones | 4967382 | 1 | 03/25/2022 | Customer Dispute | Settled | $33,948.00 | $0.00 | See FINRA Report |
| Richard Desola | 5431676 | 1 | 03/23/2022 | Customer Dispute | Denied | $93,482.00 | $0.00 | See FINRA Report |
| John W Mishima | 5956534 | 1 | 03/14/2022 | Customer Dispute | Denied | $20,372.80 | $0.00 | See FINRA Report |