Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Daniel Karstaedt | 2206122 | 2 | 04/21/1994 | Customer Dispute | Award / Judgment | $8,800.00 | $7,600.00 | See FINRA Report |
| Lars B Greiner | 1607144 | 2 | 07/20/1992 | Customer Dispute | Settled | $53,000.00 | $0.00 | See FINRA Report |
| Lars B Greiner | 1607144 | 2 | 06/02/1992 | Customer Dispute | Award / Judgment | $27,051.00 | $1,800.00 | See FINRA Report |
| Daniel R Deegan | 1143339 | 1 | 04/13/1992 | Customer Dispute | Settled | $11,253.50 | $0.00 | See FINRA Report |
| Warren Leif Raum | 1026284 | 2 | 03/18/1992 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Norman J Lang | 1041713 | 2 | 11/13/1991 | Customer Dispute | Award / Judgment | $113,830.00 | $62,935.00 | See FINRA Report |
| Barry Jon Fish | 1602880 | 2 | 03/01/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard M Ciraco | 825969 | 2 | 01/29/1991 | Customer Dispute | Settled | $1,586,000.00 | $0.00 | See FINRA Report |
| Philip Pluta | 1491211 | 8 | 08/02/1990 | Customer Dispute | Settled | $132,202.00 | $0.00 | See FINRA Report |
| Peter Wellington Howe | 1206048 | 1 | 06/26/1990 | Customer Dispute | Settled | $145,000.00 | $0.00 | See FINRA Report |