Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Albert Stroud | 860168 | 3 | 04/16/1990 | Customer Dispute | Award / Judgment | $158,784.00 | $10,000.00 | See FINRA Report |
| Claire A Eller | 1666651 | 1 | 11/03/1989 | Customer Dispute | Award / Judgment | $12,876.60 | $5,298.75 | See FINRA Report |
| Mark Timothy Rehms | 1237093 | 2 | 10/25/1989 | Customer Dispute | Award / Judgment | $212,892.00 | $28,640.00 | See FINRA Report |
| Patrick James Delaney | 1026287 | 2 | 08/25/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick James Delaney | 1026287 | 2 | 06/14/1989 | Customer Dispute | Award / Judgment | $1,200,000.00 | $83,500.00 | See FINRA Report |
| Robert P Venzor | 712050 | 1 | 12/09/1988 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Steve Hamilton | 1426735 | 1 | 02/04/1988 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Barry Tucker | 450075 | 5 | 08/27/1982 | Customer Dispute | Settled | $82,969.60 | $0.00 | See FINRA Report |
| David Lee Rowe | 1010502 | 4 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey B McAleney | 1011501 | 10 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |