Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Salvatore J Farrauto | 2277808 | 2 | 11/06/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barry Tucker | 450075 | 5 | 10/08/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Susan Morton | 2584362 | 2 | 09/30/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sofia T Manashirov | 2713958 | 3 | 09/23/1997 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jeffrey B McAleney | 1011501 | 10 | 08/18/1997 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Howard Lee Horowitz | 1630966 | 1 | 05/02/1997 | Customer Dispute | Settled | $148,000.00 | $0.00 | See FINRA Report |
| David M Jernigan | 1236074 | 1 | 04/17/1997 | Customer Dispute | Settled | $2,571,360.00 | $0.00 | See FINRA Report |
| Samuel H Srochi | 1637848 | 3 | 04/02/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Todd A Resnick | 2203962 | 1 | 02/26/1997 | Customer Dispute | Settled | $43,227.00 | $0.00 | See FINRA Report |
| Howard Steven Rowen | 2153771 | 4 | 07/10/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |