Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles L Shereff | 1939467 | 2 | 04/08/1999 | Customer Dispute | Denied | $6,124.58 | $0.00 | See FINRA Report |
| Melvin Fishman | 208837 | 1 | 03/26/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Paul Joseph Raspa | 2397030 | 1 | 03/10/1999 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |
| Eugene G Mosca | 2212786 | 3 | 12/17/1998 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Rene Henriksen | 2798761 | 6 | 12/11/1998 | Customer Dispute | Award / Judgment | $750,000.00 | $50,000.00 | See FINRA Report |
| Norman Thomas | 1523651 | 1 | 10/27/1998 | Customer Dispute | Settled | $7,925.00 | $0.00 | See FINRA Report |
| Seth Gusow | 2839715 | 2 | 10/16/1998 | Customer Dispute | Denied | $5,580.00 | $0.00 | See FINRA Report |
| Sanah Chung | 2002221 | 1 | 09/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher S Boggs | 2108210 | 3 | 09/02/1998 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Joseph J Cosoleto | 2137541 | 2 | 09/01/1998 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |