Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James F Buckley | 34504 | 2 | 12/07/2000 | Customer Dispute | Award / Judgment | $0.00 | $10,000.00 | See FINRA Report |
| Laura R Rudolph | 1877204 | 3 | 12/04/2000 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Paul Croitoroo | 1047003 | 1 | 11/17/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Zelos Mayers | 2213218 | 5 | 10/26/2000 | Customer Dispute | Closed-No Action | $34,868.00 | $0.00 | See FINRA Report |
| Louis T Dong | 2813204 | 2 | 10/10/2000 | Customer Dispute | Withdrawn | $56,000.00 | $0.00 | See FINRA Report |
| Townsend C Smith | 1738244 | 1 | 10/02/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arif Ahmed | 3099755 | 5 | 09/18/2000 | Customer Dispute | Denied | $57,000.00 | $0.00 | See FINRA Report |
| Barry Tucker | 450075 | 5 | 09/01/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Lewis Castellaw | 3182505 | 1 | 08/30/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael C Lyons | 2902117 | 4 | 06/29/2000 | Customer Dispute | Settled | $24,655.50 | $0.00 | See FINRA Report |