Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas A Goldberg | 6286715 | 1 | 06/16/2022 | Customer Dispute | Denied | $26,414.30 | $0.00 | See FINRA Report |
| Shane Gold | 6697274 | 1 | 06/10/2022 | Customer Dispute | Denied | $58,679.80 | $0.00 | See FINRA Report |
| Scott McVey | 6360885 | 1 | 06/09/2022 | Customer Dispute | Denied | $36,306.00 | $0.00 | See FINRA Report |
| Michael W Rutherford | 5487464 | 1 | 06/04/2022 | Customer Dispute | Denied | $24,363.00 | $0.00 | See FINRA Report |
| Lucien Rose Palomares Anselmo | 6234477 | 1 | 06/02/2022 | Customer Dispute | Denied | $5,733.00 | $0.00 | See FINRA Report |
| Juan M Garcia | 6098314 | 1 | 06/02/2022 | Customer Dispute | Denied | $19,029.20 | $0.00 | See FINRA Report |
| Geovany R Cruz | 4316317 | 1 | 06/02/2022 | Customer Dispute | Denied | $23,808.00 | $0.00 | See FINRA Report |
| Michael Bernardin Martineau | 4475490 | 1 | 06/02/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nelle P Miller | 4590361 | 1 | 06/02/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Geoffrey Hansen Barker | 4702518 | 2 | 06/02/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |