Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ernest Albert Newman | 2850881 | 5 | 05/21/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Joseph Marrocco | 1811952 | 3 | 05/02/2001 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Michael Halfon | 2822439 | 3 | 05/02/2001 | Customer Dispute | Award / Judgment | $7,682.98 | $4,000.00 | See FINRA Report |
| James W Taylor | 2305286 | 1 | 05/01/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ethan K Emma | 2193008 | 4 | 04/13/2001 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Blake Bertea | 2412817 | 2 | 04/12/2001 | Customer Dispute | Settled | $549,614.00 | $0.00 | See FINRA Report |
| Kevin Scott Monaco | 1747895 | 3 | 04/04/2001 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Jon Feliciano Plamenco | 2738458 | 1 | 04/03/2001 | Customer Dispute | Pending | $36,000.00 | $0.00 | See FINRA Report |
| J. Joseph Lally | 300856 | 1 | 03/26/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradley Lowell Fine | 2385404 | 1 | 03/22/2001 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |