Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick J Ansman | 2059948 | 6 | 11/05/2001 | Customer Dispute | Denied | $19,735.00 | $0.00 | See FINRA Report |
| Michael P Klein | 1931868 | 3 | 10/22/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roy M Leonard | 1935195 | 3 | 10/19/2001 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Dane E Brown | 2110997 | 2 | 10/09/2001 | Customer Dispute | Denied | $8,823.00 | $0.00 | See FINRA Report |
| David Mercurio | 2855823 | 1 | 10/03/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Nisreen Nina Kallabat Byrne | 2223199 | 13 | 09/18/2001 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Nancy Contino | 2087754 | 2 | 09/07/2001 | Customer Dispute | Denied | $30,223.00 | $0.00 | See FINRA Report |
| Norman J Lang | 1041713 | 2 | 08/10/2001 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Jay M Pangelinan | 2327291 | 3 | 07/23/2001 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Edwin Bueno | 2875129 | 1 | 07/13/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |