Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen R Witt | 1322030 | 4 | 01/03/2002 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| John P Ver Bockel | 1127089 | 2 | 12/11/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Benjamin Charles Baldwin | 2757201 | 1 | 12/06/2001 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| David Kaplan | 2145644 | 1 | 12/03/2001 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Nisreen Nina Kallabat Byrne | 2223199 | 13 | 11/29/2001 | Customer Dispute | Settled | $10,233.70 | $0.00 | See FINRA Report |
| Frederick J Ansman | 2059948 | 6 | 11/16/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Susan Nichole Wallace | 2953105 | 3 | 11/13/2001 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Kim Fonseca | 1052218 | 2 | 11/08/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Bellavia | 2145440 | 6 | 11/07/2001 | Customer Dispute | Closed-No Action | $750,000.00 | $0.00 | See FINRA Report |
| John Varghese Cholankeril | 2743598 | 8 | 11/07/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |