Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Blake Bertea | 2412817 | 2 | 06/12/2002 | Customer Dispute | Settled | $2,100,000.00 | $0.00 | See FINRA Report |
| Kurt Kleinle | 2472261 | 3 | 06/11/2002 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Michel C Shanks | 1324514 | 2 | 06/07/2002 | Customer Dispute | Denied | $14,310.30 | $0.00 | See FINRA Report |
| Reece E Musick | 1615735 | 6 | 06/06/2002 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Joseph J Lopresti | 2285670 | 1 | 06/04/2002 | Customer Dispute | Settled | $11,200,000.00 | $0.00 | See FINRA Report |
| Michael Starr | 2379516 | 1 | 06/04/2002 | Customer Dispute | Settled | $11,200,000.00 | $0.00 | See FINRA Report |
| Brandie J Fish | 4131245 | 1 | 05/29/2002 | Customer Dispute | Denied | $8,115.83 | $0.00 | See FINRA Report |
| James Frederick Girardeau | 3076427 | 4 | 05/23/2002 | Customer Dispute | Settled | $5,437.99 | $0.00 | See FINRA Report |
| Matthew Farrier | 4032487 | 1 | 05/15/2002 | Customer Dispute | Settled | $5,435.00 | $0.00 | See FINRA Report |
| Jeffery Henrikson | 2348113 | 1 | 05/15/2002 | Customer Dispute | Denied | $5,960.30 | $0.00 | See FINRA Report |