Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jordan M Mayer | 1615062 | 12 | 08/21/2002 | Customer Dispute | Denied | $356,868.00 | $0.00 | See FINRA Report |
| James E Foote | 2179162 | 2 | 08/15/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Aaron J Brandes | 2636954 | 4 | 08/13/2002 | Customer Dispute | Settled | $32,764.90 | $0.00 | See FINRA Report |
| Michael Nelson | 3185886 | 2 | 08/12/2002 | Customer Dispute | Closed-No Action | $52,000.00 | $0.00 | See FINRA Report |
| Damon B Abshire | 3151320 | 2 | 07/30/2002 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Jordan M Mayer | 1615062 | 12 | 07/09/2002 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Jamie C Fagan | 1282607 | 1 | 07/07/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roy M Leonard | 1935195 | 3 | 07/03/2002 | Customer Dispute | Settled | $161,190.00 | $0.00 | See FINRA Report |
| Jordan M Mayer | 1615062 | 12 | 06/27/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen R Witt | 1322030 | 4 | 06/17/2002 | Customer Dispute | Denied | $5,600.00 | $0.00 | See FINRA Report |