Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas M Banks | 3027827 | 2 | 12/17/2002 | Customer Dispute | Settled | $6,200.00 | $0.00 | See FINRA Report |
| Aleksandra Kulmaticki | 2525746 | 3 | 11/06/2002 | Customer Dispute | Settled | $17,500.00 | $0.00 | See FINRA Report |
| Gary R Fournier | 211949 | 10 | 10/31/2002 | Customer Dispute | Settled | $414,000.00 | $0.00 | See FINRA Report |
| Nancy H Stewart | 1085029 | 3 | 10/29/2002 | Customer Dispute | Denied | $14,276.00 | $0.00 | See FINRA Report |
| Jim A Walker | 2625060 | 2 | 10/18/2002 | Customer Dispute | Denied | $58,000.00 | $0.00 | See FINRA Report |
| Craig Weinstein | 2790030 | 3 | 10/18/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leon T Worthy | 2384315 | 1 | 10/08/2002 | Customer Dispute | Denied | $13,504.20 | $0.00 | See FINRA Report |
| Kevin Lenci | 4037734 | 1 | 10/02/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stephanie J Niemtschk | 2398469 | 1 | 09/24/2002 | Customer Dispute | Denied | $11,543.70 | $0.00 | See FINRA Report |
| Bruce A Baker | 2740254 | 1 | 09/19/2002 | Customer Dispute | Closed-No Action | $14,193.00 | $0.00 | See FINRA Report |