Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael P Klein | 1931868 | 3 | 03/10/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dewey A Harrison | 1968297 | 2 | 03/10/2003 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |
| Jordan M Mayer | 1615062 | 12 | 02/11/2003 | Customer Dispute | Denied | $69,403.80 | $0.00 | See FINRA Report |
| Stephen O'Reilly | 725275 | 1 | 02/04/2003 | Customer Dispute | Denied | $7,511.25 | $0.00 | See FINRA Report |
| Kim Fonseca | 1052218 | 2 | 01/30/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Katherine Mary Kloster | 2443400 | 1 | 01/23/2003 | Customer Dispute | Denied | $12,099.50 | $0.00 | See FINRA Report |
| John P Ver Bockel | 1127089 | 2 | 01/21/2003 | Customer Dispute | Award / Judgment | $350,000.00 | $425,294.00 | See FINRA Report |
| Maureen Raihle | 1780412 | 1 | 01/21/2003 | Customer Dispute | Award / Judgment | $350,000.00 | $425,294.00 | See FINRA Report |
| Michael P Klein | 1931868 | 3 | 01/03/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jordan M Mayer | 1615062 | 12 | 12/30/2002 | Customer Dispute | Denied | $356,868.00 | $0.00 | See FINRA Report |