Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Marshall | 1709076 | 1 | 07/27/2022 | Customer Dispute | Denied | $360,392.00 | $0.00 | See FINRA Report |
| Angel Ayala | 5164159 | 2 | 07/27/2022 | Customer Dispute | Denied | $6,740.13 | $0.00 | See FINRA Report |
| Sneha Neela Mahajan | 7194607 | 1 | 07/26/2022 | Customer Dispute | Denied | $7,838.00 | $0.00 | See FINRA Report |
| Ulises Barrera | 6097572 | 2 | 07/15/2022 | Customer Dispute | Denied | $38,809.00 | $0.00 | See FINRA Report |
| Victor T Wojtowicz | 1459010 | 2 | 07/05/2022 | Customer Dispute | Denied | $27,879.00 | $0.00 | See FINRA Report |
| Nicholas Moragne | 6060886 | 1 | 06/21/2022 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Brandon M Rosen | 5954973 | 1 | 06/21/2022 | Customer Dispute | Denied | $34,503.00 | $0.00 | See FINRA Report |
| Joseph Tavano | 2789863 | 3 | 06/21/2022 | Customer Dispute | Denied | $29,108.00 | $0.00 | See FINRA Report |
| Eric Deneau | 6571534 | 2 | 06/17/2022 | Customer Dispute | Denied | $20,174.00 | $0.00 | See FINRA Report |
| Chandler Todd Altman | 6823927 | 1 | 06/16/2022 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |