Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip S Getfield | 2323509 | 1 | 08/21/2003 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Wazier Mohamed Khan | 2607865 | 1 | 08/02/2003 | Customer Dispute | Denied | $5,247.90 | $0.00 | See FINRA Report |
| Susan Nichole Wallace | 2953105 | 3 | 07/29/2003 | Customer Dispute | Denied | $6,638.89 | $0.00 | See FINRA Report |
| Adam Shane Bogan | 2922113 | 1 | 07/25/2003 | Customer Dispute | Settled | $120,320.00 | $0.00 | See FINRA Report |
| Gemma F Sanchez | 2741588 | 4 | 07/18/2003 | Customer Dispute | Settled | $23,250.00 | $0.00 | See FINRA Report |
| Gemma F Sanchez | 2741588 | 4 | 07/17/2003 | Customer Dispute | Settled | $9,645.83 | $0.00 | See FINRA Report |
| Randy W Potter | 3234812 | 1 | 06/20/2003 | Customer Dispute | Settled | $6,887.37 | $0.00 | See FINRA Report |
| David Lee Rowe | 1010502 | 4 | 06/19/2003 | Customer Dispute | Settled | $73,425.10 | $0.00 | See FINRA Report |
| Robert S Holman | 2883403 | 1 | 06/11/2003 | Customer Dispute | Settled | $775,000.00 | $0.00 | See FINRA Report |
| Michael C Lyons | 2902117 | 4 | 06/10/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |