Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ernest Albert Newman | 2850881 | 5 | 03/15/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Mea | 2984443 | 1 | 03/07/2004 | Customer Dispute | Denied | $844.00 | $0.00 | See FINRA Report |
| Nisreen Nina Kallabat Byrne | 2223199 | 13 | 01/21/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Lisa M Forsythe | 2170378 | 2 | 01/05/2004 | Customer Dispute | Settled | $182,000.00 | $0.00 | See FINRA Report |
| Amaury de Parcevaux | 2771403 | 1 | 12/23/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian R Estocapio | 4376383 | 2 | 12/08/2003 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Norita K Webb | 3031175 | 1 | 12/02/2003 | Customer Dispute | Denied | $6,183.89 | $0.00 | See FINRA Report |
| Michael Diaco | 4221629 | 1 | 11/21/2003 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Martin K Melnik | 2856949 | 2 | 11/17/2003 | Customer Dispute | Settled | $10,988.00 | $0.00 | See FINRA Report |
| Michael S Roberts | 4275004 | 1 | 11/11/2003 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |