Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| L James Marco | 2889028 | 1 | 06/09/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kim T Hickey | 2322121 | 2 | 06/08/2004 | Customer Dispute | Denied | $5,879.30 | $0.00 | See FINRA Report |
| Stephen R Witt | 1322030 | 4 | 05/27/2004 | Customer Dispute | Settled | $17,087.80 | $0.00 | See FINRA Report |
| Kenneth C Gates | 2702263 | 3 | 04/29/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Victoria Pierce | 1311269 | 1 | 04/27/2004 | Customer Dispute | Award / Judgment | $1,750,000.00 | $34,000.00 | See FINRA Report |
| Nicholas S Armiger | 4658049 | 1 | 04/26/2004 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Jordan M Mayer | 1615062 | 12 | 04/16/2004 | Customer Dispute | Settled | $133,695.00 | $0.00 | See FINRA Report |
| Cary Atlas | 1990494 | 2 | 04/15/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark David Mascharka | 2976868 | 1 | 04/12/2004 | Customer Dispute | Denied | $9,525.00 | $0.00 | See FINRA Report |
| Eli Buchman | 4266664 | 3 | 03/30/2004 | Customer Dispute | Award / Judgment | $0.00 | $3,600.00 | See FINRA Report |