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FINRA Broker Disclosures for J.P. Morgan Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 1,231-1,240 out of 1,479 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William Anthony Ryan2305839108/04/2004Customer DisputeSettled$0.00$0.00See FINRA Report
Travis R Carnes3108808208/03/2004Customer DisputeSettled$125,664.00$0.00See FINRA Report
Phyllis Helene Levario3047739107/30/2004Customer DisputeSettled$48,375.80$0.00See FINRA Report
Cary Atlas1990494207/29/2004Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Robert Jeffrey Shoup1970625107/28/2004Customer DisputeSettled$0.00$0.00See FINRA Report
Tequilla T Swan3052756407/19/2004Customer DisputeSettled$23,000.00$0.00See FINRA Report
Cohen Reagan2434620207/16/2004Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Vince Dimaggio4524347207/14/2004Customer DisputeSettled$8,370.44$0.00See FINRA Report
Benjamin W Goldhammer4523328207/13/2004Customer DisputeWithdrawn$12,636.10$0.00See FINRA Report
James F Buckley34504206/18/2004Customer DisputeSettled$0.00$0.00See FINRA Report

1,479 Results

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