Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Anthony Ryan | 2305839 | 1 | 08/04/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Travis R Carnes | 3108808 | 2 | 08/03/2004 | Customer Dispute | Settled | $125,664.00 | $0.00 | See FINRA Report |
Phyllis Helene Levario | 3047739 | 1 | 07/30/2004 | Customer Dispute | Settled | $48,375.80 | $0.00 | See FINRA Report |
Cary Atlas | 1990494 | 2 | 07/29/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Robert Jeffrey Shoup | 1970625 | 1 | 07/28/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Tequilla T Swan | 3052756 | 4 | 07/19/2004 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
Cohen Reagan | 2434620 | 2 | 07/16/2004 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
Vince Dimaggio | 4524347 | 2 | 07/14/2004 | Customer Dispute | Settled | $8,370.44 | $0.00 | See FINRA Report |
Benjamin W Goldhammer | 4523328 | 2 | 07/13/2004 | Customer Dispute | Withdrawn | $12,636.10 | $0.00 | See FINRA Report |
James F Buckley | 34504 | 2 | 06/18/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |