Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maureen A Flanagan | 2549556 | 1 | 11/15/2004 | Customer Dispute | Award / Judgment | $11,192,000.00 | $875,000.00 | See FINRA Report |
| John J Brady | 2293537 | 3 | 11/15/2004 | Customer Dispute | Settled | $82,537.60 | $0.00 | See FINRA Report |
| Justin M Kastan | 4621365 | 1 | 11/08/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay M Pangelinan | 2327291 | 3 | 10/26/2004 | Customer Dispute | Denied | $11,121.00 | $0.00 | See FINRA Report |
| Howard Steven Rowen | 2153771 | 4 | 10/25/2004 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Ed H Karam | 4359337 | 4 | 10/08/2004 | Customer Dispute | Settled | $19,737.90 | $0.00 | See FINRA Report |
| Neil E Cunningham | 2588213 | 2 | 09/30/2004 | Customer Dispute | Settled | $97,000.00 | $0.00 | See FINRA Report |
| Chad M Konner | 4255495 | 2 | 09/18/2004 | Customer Dispute | Denied | $17,322.40 | $0.00 | See FINRA Report |
| David Richard Reiser | 1570993 | 2 | 09/15/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Philip Leidy | 3059441 | 1 | 08/15/2004 | Customer Dispute | Denied | $14,145.50 | $0.00 | See FINRA Report |