Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Ransom | 2346427 | 1 | 06/01/2005 | Customer Dispute | Denied | $9,208.00 | $0.00 | See FINRA Report |
| Michael Halfon | 2822439 | 3 | 04/11/2005 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Paul John Desantis | 4796624 | 1 | 04/01/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aaron J Brandes | 2636954 | 4 | 03/28/2005 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Charles Edwin Trybula | 2469662 | 1 | 03/24/2005 | Customer Dispute | Denied | $12,500.00 | $0.00 | See FINRA Report |
| Todd Marone | 2502937 | 1 | 03/23/2005 | Customer Dispute | Denied | $119,755.00 | $0.00 | See FINRA Report |
| Christopher La Flam | 2415869 | 4 | 03/23/2005 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Kent Paikan Huang | 4546061 | 3 | 03/18/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert E Thompson | 3038996 | 2 | 02/07/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Speiser | 2554981 | 2 | 12/20/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |