Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Holup | 1283806 | 2 | 10/17/2005 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Michael E Reagan | 4453783 | 2 | 09/20/2005 | Customer Dispute | Denied | $10,332.00 | $0.00 | See FINRA Report |
| Robert F Gipson | 2779085 | 1 | 09/08/2005 | Customer Dispute | Settled | $5,354.28 | $0.00 | See FINRA Report |
| John J Mangini | 2273167 | 2 | 07/20/2005 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Denise Dragonetti | 1952041 | 1 | 07/12/2005 | Customer Dispute | Denied | $5,475.00 | $0.00 | See FINRA Report |
| Ronald L Javate | 2492968 | 5 | 06/28/2005 | Customer Dispute | Denied | $34,877.40 | $0.00 | See FINRA Report |
| Gregory Jedding | 4151784 | 3 | 06/24/2005 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Charleen A Guck | 1271225 | 2 | 06/23/2005 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Tracey Gluck | 2143470 | 1 | 06/17/2005 | Customer Dispute | Award / Judgment | $9,300,000.00 | $1,200,000.00 | See FINRA Report |
| Mark E Lucas | 3153315 | 3 | 06/03/2005 | Customer Dispute | Denied | $5,325.36 | $0.00 | See FINRA Report |