Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vivek Mahajan | 2417802 | 3 | 01/30/2006 | Customer Dispute | Denied | $140,000.00 | $0.00 | See FINRA Report |
| Joseph Bellavia | 2145440 | 6 | 01/09/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Eric J Stramiello | 3068936 | 1 | 01/03/2006 | Customer Dispute | Denied | $8,922.75 | $0.00 | See FINRA Report |
| Kishor R Lakshminarayan | 3111165 | 1 | 12/30/2005 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Stephanie C Chininis | 2421454 | 1 | 12/29/2005 | Customer Dispute | Denied | $22,448.00 | $0.00 | See FINRA Report |
| Alexander N Constantine | 4600570 | 1 | 12/16/2005 | Customer Dispute | Denied | $8,907.14 | $0.00 | See FINRA Report |
| Benjamin C Ashkinos | 4554714 | 5 | 12/08/2005 | Customer Dispute | Settled | $5,840.61 | $0.00 | See FINRA Report |
| Benjamin C Ashkinos | 4554714 | 5 | 12/08/2005 | Customer Dispute | Settled | $7,608.78 | $0.00 | See FINRA Report |
| Kurt Sylvia | 1966373 | 3 | 12/02/2005 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |
| David Lee Rowe | 1010502 | 4 | 11/30/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |