Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Mathew McClanahan | 4418160 | 1 | 09/27/2022 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| David Zelos Mayers | 2213218 | 5 | 09/25/2022 | Customer Dispute | Denied | $16,996.00 | $0.00 | See FINRA Report |
| Jason Z Gopen | 5981937 | 1 | 09/22/2022 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Alan Feutz | 4033242 | 2 | 09/21/2022 | Customer Dispute | Settled | $40,673.00 | $0.00 | See FINRA Report |
| Russell Paige Smith | 6568606 | 2 | 09/13/2022 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| James Robert Horney | 7067795 | 1 | 08/28/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael W Marks | 2510771 | 1 | 08/22/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| VI P Le | 4781612 | 1 | 08/12/2022 | Customer Dispute | Denied | $10,684.60 | $0.00 | See FINRA Report |
| Daniel Ryan King | 5381693 | 1 | 08/07/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexander V Kondur | 4711077 | 1 | 07/28/2022 | Customer Dispute | Settled | $12,785.70 | $0.00 | See FINRA Report |