Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick J Ansman | 2059948 | 6 | 05/11/2006 | Customer Dispute | Settled | $3,456.00 | $0.00 | See FINRA Report |
| Milagritos Cecilia Sosna | 4230499 | 1 | 05/02/2006 | Customer Dispute | Settled | $6,432.20 | $0.00 | See FINRA Report |
| Thomas Lowell | 1031242 | 2 | 04/02/2006 | Customer Dispute | Withdrawn | $1,700,000.00 | $0.00 | See FINRA Report |
| Aaron D Hyde | 3117525 | 1 | 03/30/2006 | Customer Dispute | Denied | $34,873.80 | $0.00 | See FINRA Report |
| Nicolas Rosello | 2822152 | 1 | 03/20/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ernest A Santos | 1345301 | 4 | 03/01/2006 | Customer Dispute | Denied | $96,572.10 | $0.00 | See FINRA Report |
| Mark G Baumgarten | 2835171 | 2 | 02/27/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory G Bonanno | 2954143 | 2 | 02/22/2006 | Customer Dispute | Denied | $7,462.00 | $0.00 | See FINRA Report |
| Amy M Hunter | 4357429 | 2 | 02/10/2006 | Customer Dispute | Denied | $7,037.34 | $0.00 | See FINRA Report |
| Kieran J Lynch | 2031471 | 2 | 02/06/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |