Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hugh Reilly | 1696419 | 1 | 06/24/2006 | Customer Dispute | Withdrawn | $250,000.00 | $0.00 | See FINRA Report |
| Daniel Benati | 2684203 | 2 | 06/21/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nisreen Nina Kallabat Byrne | 2223199 | 13 | 06/20/2006 | Customer Dispute | Denied | $16,026.80 | $0.00 | See FINRA Report |
| Ali Azeez | 1409544 | 2 | 06/20/2006 | Customer Dispute | Settled | $49,000.00 | $0.00 | See FINRA Report |
| Kent Paikan Huang | 4546061 | 3 | 06/14/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Edward Rice | 726550 | 1 | 06/12/2006 | Customer Dispute | Withdrawn | $46,000.00 | $0.00 | See FINRA Report |
| Paula K Earll | 2590956 | 2 | 06/07/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martina Urena | 4068487 | 1 | 06/07/2006 | Customer Dispute | Closed-No Action | $5,700.00 | $0.00 | See FINRA Report |
| Edward T Collins | 2498409 | 2 | 05/23/2006 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Peter Nicholas Getschmann | 4639634 | 3 | 05/11/2006 | Customer Dispute | Denied | $4,055.00 | $0.00 | See FINRA Report |