Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael L Proctor | 2619394 | 1 | 10/04/2006 | Customer Dispute | Settled | $4,960.00 | $0.00 | See FINRA Report |
| John Dacey | 1856487 | 1 | 10/02/2006 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Aleksandra Kulmaticki | 2525746 | 3 | 09/25/2006 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Daniel K Roh | 2189988 | 4 | 09/11/2006 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Charles Robert Gibson | 4270128 | 1 | 08/25/2006 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Joseph Ausanio | 2878038 | 2 | 08/21/2006 | Customer Dispute | Award / Judgment | $18,752.30 | $12,000.20 | See FINRA Report |
| Jason A Fare | 2691939 | 1 | 08/14/2006 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Todd P Wentland | 2925700 | 1 | 08/04/2006 | Customer Dispute | Closed-No Action | $5,105.52 | $0.00 | See FINRA Report |
| Roger Grant Morgan | 1519002 | 3 | 07/18/2006 | Customer Dispute | Denied | $9,907.35 | $0.00 | See FINRA Report |
| Keith Richard Ward | 4500701 | 4 | 07/10/2006 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |