Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Chiarelli | 2814817 | 2 | 01/29/2007 | Customer Dispute | Denied | $9,300.00 | $0.00 | See FINRA Report |
| Gary R Fournier | 211949 | 10 | 01/25/2007 | Customer Dispute | Closed-No Action | $2,111,930.00 | $0.00 | See FINRA Report |
| Franz A Warren | 2465372 | 3 | 01/23/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Glenn Lu | 3072213 | 1 | 12/08/2006 | Customer Dispute | Settled | $133,134.00 | $0.00 | See FINRA Report |
| Sam L Friday | 2985459 | 1 | 12/08/2006 | Customer Dispute | Settled | $459.00 | $0.00 | See FINRA Report |
| Michelle R Jersey | 2676884 | 1 | 11/16/2006 | Customer Dispute | Denied | $23,600.00 | $0.00 | See FINRA Report |
| Vesna Ranisavljevic | 4187573 | 1 | 11/14/2006 | Customer Dispute | Denied | $6,910.95 | $0.00 | See FINRA Report |
| Jeffrey B McAleney | 1011501 | 10 | 10/20/2006 | Customer Dispute | Settled | $1,554,960.00 | $0.00 | See FINRA Report |
| Frederick J Ansman | 2059948 | 6 | 10/16/2006 | Customer Dispute | Settled | $7,256.58 | $0.00 | See FINRA Report |
| Roger Grant Morgan | 1519002 | 3 | 10/05/2006 | Customer Dispute | Closed-No Action | $7,870.85 | $0.00 | See FINRA Report |