Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Dembo | 2555560 | 4 | 05/30/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark E Lucas | 3153315 | 3 | 05/16/2007 | Customer Dispute | Settled | $6,400.00 | $0.00 | See FINRA Report |
| Chris Chris Toomey | 4560193 | 1 | 05/09/2007 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |
| David M Andersen | 3175609 | 1 | 05/07/2007 | Customer Dispute | Denied | $15,087.30 | $0.00 | See FINRA Report |
| Gretchen Stranch-Cote | 4153082 | 1 | 04/30/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary R Fournier | 211949 | 10 | 04/26/2007 | Customer Dispute | Closed-No Action | $1,400,360.00 | $0.00 | See FINRA Report |
| David Allen Council | 2290193 | 2 | 04/12/2007 | Customer Dispute | Settled | $8,783.00 | $0.00 | See FINRA Report |
| Kent Paikan Huang | 4546061 | 3 | 03/06/2007 | Customer Dispute | Closed-No Action | $92,945.20 | $0.00 | See FINRA Report |
| Carlos Andres Guerra | 4486705 | 2 | 02/13/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James J Sorley | 4033305 | 1 | 02/08/2007 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |