Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John G Schumacher | 2250806 | 2 | 08/20/2007 | Customer Dispute | Settled | $34,000.00 | $0.00 | See FINRA Report |
| James K O'Connor | 3231049 | 2 | 08/08/2007 | Customer Dispute | Denied | $34,793.10 | $0.00 | See FINRA Report |
| Mark George Stofko | 5027035 | 2 | 08/07/2007 | Customer Dispute | Denied | $27,060.10 | $0.00 | See FINRA Report |
| Oskar Agaronov | 4819383 | 4 | 07/27/2007 | Customer Dispute | Settled | $7,020.00 | $0.00 | See FINRA Report |
| Christopher C Millard | 4853105 | 2 | 07/20/2007 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |
| Joseph Bellavia | 2145440 | 6 | 07/11/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alexandra Serman | 2884414 | 5 | 06/26/2007 | Customer Dispute | Settled | $10,007.50 | $0.00 | See FINRA Report |
| Joseph Minaudo | 4406030 | 3 | 06/14/2007 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Nancy Contino | 2087754 | 2 | 06/05/2007 | Customer Dispute | Denied | $140,000.00 | $0.00 | See FINRA Report |
| Randal L Jefferson | 2948564 | 2 | 05/31/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |