Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Brown | 4785609 | 2 | 10/05/2007 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Michael J Cowgill | 2895377 | 1 | 10/01/2007 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Mitchell Wallace | 5043040 | 1 | 09/29/2007 | Customer Dispute | Denied | $12,369.60 | $0.00 | See FINRA Report |
| Eric M Cortina | 4410766 | 1 | 09/27/2007 | Customer Dispute | Denied | $10,288.20 | $0.00 | See FINRA Report |
| John G Schumacher | 2250806 | 2 | 09/21/2007 | Customer Dispute | Settled | $12,413.00 | $0.00 | See FINRA Report |
| Benjamin C Ashkinos | 4554714 | 5 | 09/21/2007 | Customer Dispute | Settled | $76,860.70 | $0.00 | See FINRA Report |
| Peggy C Valencia | 2779959 | 2 | 09/12/2007 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Pedro M Espejo | 3236498 | 1 | 09/10/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeff Bergmann | 4208176 | 1 | 09/10/2007 | Customer Dispute | Denied | $42,494.10 | $0.00 | See FINRA Report |
| Drew A Bailey | 5128006 | 1 | 08/31/2007 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |