Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Torren Joseph Szuluk | 2591052 | 4 | 01/15/2008 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Manuel Fernandez | 2523195 | 3 | 01/11/2008 | Customer Dispute | Denied | $119,545.00 | $0.00 | See FINRA Report |
| Steve S Schulman | 4061535 | 6 | 01/08/2008 | Customer Dispute | Settled | $12,192.10 | $0.00 | See FINRA Report |
| Victor T Wojtowicz | 1459010 | 2 | 01/04/2008 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Virgilio Rt Gagalang | 4639218 | 1 | 11/12/2007 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Torren Joseph Szuluk | 2591052 | 4 | 10/25/2007 | Customer Dispute | Denied | $28,098.00 | $0.00 | See FINRA Report |
| Gaurav A Chavda | 4925269 | 1 | 10/25/2007 | Customer Dispute | Denied | $14,019.90 | $0.00 | See FINRA Report |
| Steven Fried | 4472772 | 4 | 10/12/2007 | Customer Dispute | Settled | $32,506.40 | $0.00 | See FINRA Report |
| Damon B Abshire | 3151320 | 2 | 10/11/2007 | Customer Dispute | Denied | $7,238.87 | $0.00 | See FINRA Report |
| William Tien | 4956890 | 1 | 10/09/2007 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |