Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Enrique Forero | 4120801 | 2 | 02/15/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Priscilla Boggis-Ebert | 1072019 | 1 | 02/12/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ernest Albert Newman | 2850881 | 5 | 02/06/2008 | Customer Dispute | Denied | $12,077.70 | $0.00 | See FINRA Report |
| Mark Gerard Donohue | 1077601 | 2 | 02/06/2008 | Customer Dispute | Denied | $155,863.00 | $0.00 | See FINRA Report |
| John Varghese Cholankeril | 2743598 | 8 | 02/05/2008 | Customer Dispute | Settled | $12,233.70 | $0.00 | See FINRA Report |
| David Speiser | 2554981 | 2 | 02/05/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth J Morris | 4017645 | 2 | 02/05/2008 | Customer Dispute | Denied | $6,680.00 | $0.00 | See FINRA Report |
| Kevin Arthur-Whitworth Sheard | 3260024 | 1 | 01/25/2008 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Amy E Lopez | 4689272 | 1 | 01/23/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Deana K Gwinn | 4474114 | 1 | 01/22/2008 | Customer Dispute | Settled | $11,615.00 | $0.00 | See FINRA Report |