Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Edward Powers | 2786076 | 1 | 02/29/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Robert Blanch | 4271898 | 1 | 02/26/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael J Daly | 2651737 | 2 | 02/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael J Daly | 2651737 | 2 | 02/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan C Vance | 4847279 | 1 | 02/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary G Ottomanelli | 2590557 | 1 | 02/22/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Vincent Serso | 3102567 | 4 | 02/21/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jean M Groleau | 3276398 | 1 | 02/20/2008 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Osama Roubi | 4865998 | 1 | 02/20/2008 | Customer Dispute | Denied | $7,820.26 | $0.00 | See FINRA Report |
| John Varghese Cholankeril | 2743598 | 8 | 02/19/2008 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |