Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry A Dufrene | 1520028 | 3 | 03/06/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Zeenath A Selvakumar | 3264153 | 2 | 03/05/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Craig M Treitler | 2363131 | 1 | 03/05/2008 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Glen G Mikolajczak | 4231452 | 1 | 03/04/2008 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Zeenath A Selvakumar | 3264153 | 2 | 03/04/2008 | Customer Dispute | Settled | $22,608.00 | $0.00 | See FINRA Report |
| Ed Wentzheimer | 4444530 | 2 | 03/03/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Patrick Schaab | 4313284 | 1 | 03/03/2008 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| Richard M Ciraco | 825969 | 2 | 03/03/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Terry A Dufrene | 1520028 | 3 | 03/03/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Custodio | 2546224 | 1 | 03/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |