Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey M Seigies | 4630606 | 3 | 04/10/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Vincent Serso | 3102567 | 4 | 04/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Edwards Dimilia | 4763743 | 2 | 04/08/2008 | Customer Dispute | Closed-No Action | $175,000.00 | $0.00 | See FINRA Report |
| Elaine Meyers | 2636242 | 1 | 04/07/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dennis Brennan | 3148082 | 1 | 04/05/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jack Kolker | 1220600 | 3 | 04/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert James Eschweiler | 4716239 | 3 | 04/02/2008 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Sheri L Savage | 4266610 | 2 | 04/01/2008 | Customer Dispute | Denied | $900,000.00 | $0.00 | See FINRA Report |
| Jack Roland von Maur | 1997670 | 1 | 04/01/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sherre Barber | 2340921 | 3 | 04/01/2008 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |